Philosophical Foundations of Critical Theory and
Critical Pedagogy
Critical Pedagogy is a relatively new theory which has been developed
mainly by American educators such as Henry Giroux, Peter McLaren,
Michael Apple, and Douglas Kellner. Their work is founded on the work of
educators, political scientists, philosophers and sociologists such as
the members of the Frankfurt School in Germany (Herbert Marcuse), and
Paulo Freire, a Brazilian educator renowned worldwide for his work with
adult literacy and freedom from oppression.
Marcuse was responsible for the development of Critical Theory.
Freire worked with the Brazilian peasants in overcoming oppression
through literacy and culture classes. Raising the consciousness of the
oppressed was the key to the theories of each. Both Marcuse, a German,
and Freire, a Brazilian, were deeply effected by the injustice and
suffering they witnessed and experienced in their countries.
Marcuse studied philosophy, literature and economics at the
University of Berlin, then went to Freiburg to study philosophy with
Edmund Husserl and Martin Heidegger where he conducted an intense study
of the phenomenology of Hegel, who was the central philosophical
influence on Marx and Engels. Studying Hegel’s phenomenology and
dialectical methods, Marcuse adopted Hegel’s "dialectical theory of
negativity" and spent the rest of his life making use of this approach
in his attempt to analyze and criticize ideologies and social
institutions. The cornerstone of Hegel’s system or world view, is the
notion of freedom, conceived not as simple license to fulfill
preferences but as the rare condition of living self-consciously and in
a fully rationally organized community or state.
Hegel requires rational state to meet very stringent conditions,
including the consent of the rational conscience of its members. History
is seen as progress towards freedom. Hegel’s understanding that to have
value in my own eyes I must achieve value in the eyes of others was
arguably the foundation for subsequent social philosophy (alienation,
master/slave morality). Apart from his social and political philosophy,
one of the most important of Hegel’s legacies has been his conception of
logic (dialectic, dialectical materialism). Hegel’s attitude to logic is
complicated by the equation between history on the one hand and thought
or spirit on the other, meaning that disharmony or ‘contradiction’ in
the world is an instance of contradiction in thought. Marx found in
Hegel’s dialectic the ammunition to assail the bourgeois, religious,
monarchical social order, now revealed as only a moment in the forward
development of history. Marcuse then studied Heidegger’s existentialism
and phenomenology, attempting to combine Heidegger’s theories with those
of Marx.
In One-Dimensional Man one recognizes Husserlian and
Heidegerrian motifs in Marcuse’s critiques of scientific civilization
and modes of thought. Marcuse develops a conception of a technological
world, similar in some respects to that developed by Heidegger, and like
Husserl and Heidegger, sees technological rationality colonizing
everyday life, robbing individuals of freedom and individuality by
imposing technological imperatives, rules and structures upon their
thought and behavior. For Heidegger the essence of human being lies in
its existence, an existence which appropriates the world to itself. The
world must be seen as a product of self-creation. He develops the theory
that those men who reach out make the present into their own destiny;
they create a life in time, thus linking Being with Time; the life that
they create perforce is in a world which falls "within the inescapable
limits of contingency," or a world of "historical dependence, of
entanglement." Those who find their destiny in time thus achieve an
existence which is "true historicity", an authentic existence. The
contact with Heidegger strengthens Marcuse’s notion that the revolution
does not spring from the social situation alone, but also from the aims
of the self which wishes to restore meaning to a world of objects from
which it has become alienated. At this point Marcuse brings together the
thought of Heidegger with that of an Hegelianized Marxism; he is, as
Habermas puts it, the first Heideggermarxist.
Freire reached out as well to a variety of philosophical positions in
his search for solutions to the problems experienced by the peasants of
Brazil. Freire lists some of the positions he studied: "Sartre and
Mounier, Erich Fromm and Louis Althusser, Ortegay and Mao, Martin Luther
King and Che Guevara, Unamuno and Marcuse."
Richard Shaull argues that while many have perceived the work as Freire
as primarily in terms of its contribution to the education of illiterate
adults in the Third World, he sees that Freire’s methodology as well as
his educational philosophy are as important for us as it is to those in
Latin America. Shaull equates the struggle of the Brazilian peasants to
become free Subjects and to participate in the transformation of their
society as similar, in many ways, to the struggle not only of blacks and
Mexican-Americans but also of middle-class young people in the United
States. Freire himself grew up in the poverty and hunger experienced by
so many Brazilians and at the age of eleven, vowed to find a solution to
the problem so that children would not have to suffer so. Freire termed
the condition of society as a "culture of silence", determining that the
ignorance and lethargy the peasants experienced was a direct product of
the whole situation of economic, social and political domination - and
of the paternalism - of which they were victims. The people, rather than
being encouraged to know and respond to their concrete realities, were
kept "submerged" in a situation in which such critical awareness and
response was practically impossible. He realized that the educational
system was one of the major instruments for the maintenance of this
culture of silence.
The basic tenet of Critical Pedagogy is that there is an unequal social
stratification in our society based upon class, race and gender. Those
of high power and status are at the top of society and control the rest
of society. By doing so, the unequal conditions can be maintained; in
other words, the status quo remains. Those who wish to maintain this
status quo do so because of the economic and social benefits they derive
from this stratification, hence, not wishing to lose these benefits they
fight to keep them by oppressing others. Your reaction by now may be,
"That’s ridiculous. We live in America, the land of plenty, the land of
hope and freedom. Anyone to wants to be successful in this society is
free to do so. We can’t possibly have that condition in the United
States." After all, that sounds like some sort of dictatorship, and in a
free society no one could get away with that sort of control and power.
Yet, this control is wielded through a tool known as hegemony. Under
hegemony those who are oppressed are giving their permission to be
oppressed to those who are dominating them. It is a subtle, almost
invisible, form of control, in which everyone (including the oppressors
and the oppressed) believe it is the only way, the right way.
Apple states that hegemony acts to "saturate our consciousness", so
that the educational, economic and social world we see and interact
with, and the commonsense interpretations we put on it, become the real
world, the only world.
Although Dewey does not use the term "hegemony", he too, describes this
process. "Etymologically, the word education means just a process of
leading or bringing up . . . we speak of education as a shaping,
forming, molding activity - that is, a shaping into the standard form of
social activity . . . The required beliefs cannot be hammered in; the
needed attitudes cannot be plastered on. But the particular medium in
which an individual exists leads him to see and feel one thing rather
than another; . . . Thus it gradually produces in him a certain system
of behavior, a certain disposition of action." So, what schools do is
help to create and re-create the existing culture, beliefs and
practices, which is the hegemony. Hegemony is hegemony because of its
"invisibility"; it appears to simply be living and doing in the only way
we could, it seems to be perfectly natural and is therefore accepted as
commonsense. Dewey describes how the structures within schools - the
subject matter and the organization of the school - contribute to the
hegemony of our society. " . . . the bonds which connect the subject
matter of school study with the habits and ideals of the social group
are disguised and covered up. The ties are so loosened that it often
appears as if there were none; as if subject matter existed simply as
knowledge on its own independent behalf, and as if study were the mere
act of mastering it for its own sake, irrespective of any social values.
Since it is highly important for practical reasons to counteract this
tendency the chief purposes of our theoretical discussion are to make
clear the connection which is so readily lost from sight, and to show in
some detail the social content and function of the chief constituents of
the course of study. . . . The material of school studies . . puts
before the instructor the essential ingredients of the culture to be
perpetuated."
According to Raymond Williams, "Schools . . not only process people,
they process ‘knowledge’ as well." As Apple explains, they act as agents
of cultural and ideological hegemony, as agents of selective tradition
and cultural incorporation. . . . They help create people (with the
appropriate meanings and values) who see no other serious possibility to
the economic and cultural assemblage now extant.
Democracy and freedom from oppression are the cornerstones of Critical
Pedagogy. Apple and Giroux have approached this concept, appropriating
or applying the works of Marcuse and Freire, to the situations of many
Americans whom they perceive as being blocked from fulfilling their
potential for happiness and freedom due to their race, class and gender.
Giroux states:
I believe that it is clear that the thought of the Frankfurt School
provides a major challenge and a stimulus to educational theorists who
are critical of theories of education tied to functionalist paradigms
based on assumptions drawn from a positivist rationality . . . the
Frankfurt School offers an historical analysis and a penetrating
philosophical framework that indict the wider culture of positivism,
while at the same time providing insight into how the latter becomes
incorporated within the ethos and practices of schools. Though there is
a growing body of educational literature that is critical of positivist
rationality in schools, it lacks the theoretical sophistication
characteristic of the work of Horkheimer, Adorno, and Marcuse.
From Critical Theory several approaches may be adopted by Critical
Pedagogy: 1) the critique of positivist rationality, 2) the view of
theory, 3) the critical reconstruction of a theory of culture, and 4)
the analysis of depth psychology. "It is within the context of these
four areas that radical educators can begin the task of reconstructing
and applying the insights of critical theory to schooling . . . critical
theory needs to be reformulated to provide the opportunity to both
critique and elaborate its insights beyond the constraints and
historical conditions under which they were first generated . . . one
may argue that we are just beginning to work out the implication of
their analyses. The real issue is to reformulate the central
contributions of critical theory in terms of new historical conditions,
without sacrificing the emancipatory spirit that generated them."
Like Marcuse and Freire, the first step for attaining the necessary
change and freedom is a raising of the consciousness of the people. Both
Marcuse and Freire’s theories held that the existing inequalities in
their countries, or in any society, were possibly to overcome once the
oppressed became aware of the hegemony - the blindness, unconsciousness
of the true situation and possibilities - which held them captive. They
were slaves to a belief system which was an integral part of the
dominant culture. Once the oppressed become aware of their situation
they can then critique it to determine what is wrong and what should be,
then make decisions and take actions toward the perceived needed change.
Many renowned educators and theorists works contribute to or support
this theory; they include Ira Shor, Henry Levin, John Goodlad, Theodore
Sizer, Jonothan Kozol, the Holmes Group, Michel Foucault, the Critical
Theory of Herbert Marcuse and the Frankfurt School, Peter McLaren,
Pierre Bourdieu, Stanley Aronowitz, and Antonio Gramsci.
Critical Pedagogy studies the role which schools play in maintaining the
social stratification of society, and the possibilities for social
change through the schools. "Critical pedagogy is both a way of thinking
about and negotiating through praxis the relationship among classroom
teaching, the production of knowledge, the larger institutional
structures of the school, and the social and material relations of the
wider community, society, and nation state." Peter McLaren explains that
Critical Pedagogy is an approach adopted by progressive teachers
attempting to eliminate inequalities on the basis of social class, and
that it has also sparked a wide array of anti-sexist, anti-racist, and
anti-homophobic classroom-based curricula and policy initiatives.
Common questions for the critical educator include: What knowledge is
of most worth? Whose knowledge is most important? What knowledge should
be taught, and just as important, what knowledge is not to be taught?
How does the structure of the school contribute to the social
stratification of our society? What is the relationship between
knowledge and power? What does this imply for our children? What is the
purpose of schooling? Is it to ensure democracy or to support big
business? How can teachers
enable students to become critical thinkers who will promote true
democracy and freedom?
Ira Shor describes Critical Pedagogy:
When pedagogy and curricular policy reflect egalitarian goals, they
do what education can do: oppose socialization with desocialization;
choose critical consciousness over commercial consciousness,
transformation of society over reproduction of inequality; promote
democracy by practicing it and by studying authoritarianism; challenge
student withdrawal through participatory courses; illuminate the myths
supporting the elite hierarchy of society; interfere with the scholastic
disabling of students through a critical literacy program; raise
awareness about the thought and language expressed in daily life;
distribute research skills and censored information useful for
investigating power and policy in society; and invite students to
reflect socially on their conditions, to consider overcoming limits. . .
. .
We can pose the question of critical pedagogy (desocialization) when we
discuss teacher education programs or curriculum at any level of
schooling. Once we accept education’s role as challenging inequality and
dominant myths rather than as socializing students into the status quo,
we have a foundation needed to invent practical methods.
Critical Pedagogy, then, is defined by what it does - as a pedagogy
which embraces a raising of the consciousness, a critique of society, as
valuing students’ voices, as honoring students’ needs, values, and
individuality, as a hopeful, active pedagogy which enables students to
become truly participatory members of a society who not only belong to
the society but who can and do create and re-create that society,
continually increasing freedom.
Michael Apple argues that education is not a neutral enterprise, that by
the very nature of the institution, the educator is involved, whether he
or she is conscious of it or not, in a political act. He attempts to
analyze and understand the relationship between education and economic
structure, and the connections between knowledge and power. Apple
approaches his analysis from three points: l) the school as an
institution, 2) the educator him or herself, and 3) the knowledge forms.
Each of these are situated within the larger context of society.
"The first need is to become aware of the world in which we live; to
survey its forces; to see the opposition in forces that are contending
for mastery; to make up one’s mind which of these forces come from a
past that the world in its potential powers has outlived and which are
indicative of a better and happier future." In 1958 John Dewey described
the contradictions and problems with which our society was dealing;
those issues remain today, and the relevance of Dewey’s recommendations
are as true for us today as they were in 1958. He states that it is the
teacher’s job to help put things right, whether or not teachers feel it
is their job. His point is that, whether teachers choose to do so or
not, they are still choosing, since the very act of intentionally doing
nothing is still doing something. One cannot not choose. "Drifting is
merely a cowardly mode of choice" His point is that teachers should
become aware themselves of our present situation and after conducting
intelligent study they should make a choice and base whatever actions
they choose on that informed decision. He felt that it was important for
teachers, parents and other educators to understand the social forces
and movements of the times and the role of the schools, which could not
be accomplished unless teachers were aware of a social goal. Dewey knew
that teachers, in general, do not feel that they have time for general
theories, yet he states that the first prerequisite of intelligent
decision and action is understanding of the forces at work. "The most
specific thing that teachers can first do is something general." For
this reason, it is imperative that teachers as well as those in teacher
education programs take the time to study the constructs and power
structures within our society, to determine how these impact educational
policies, curriculum, testing, accountability, teaching methods and
materials. Teachers need to reflect upon what they are doing and why
they are doing it.
As educational reformists and progressives contemplate the how and why
of creating change they should bear in mind the words of Henry Giroux as
he offers suggestions for the elements of an educational platform -
Rejecting the traditional view of instruction and
learning as a neutral process antiseptically removed from the contexts
of history, power, and ideology, critical educational theory begins with
the assumption that schools are essential sites for organizing
knowledge, power and desire in the service of extending individual
capacities and social possibilities.
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